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FORM 8.3 - Amendment to section 2a and 3b |
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Replaces form released 15:15 on 18 Nov 2024 |
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6693M |
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FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1 |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
ANGLOGOLD ASHANTI PLC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
15-Nov-24 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
CENTAMIN PLC |
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2 |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing(if any) |
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Class of relevant security: |
USD 1 ordinary |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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-1 |
Relevant securities owned |
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and/or controlled: |
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3,658,928 |
0.86% |
3,475,465 |
0.82% |
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-2 |
Cash-settled derivatives: |
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and/or controlled: |
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2,880,056 |
0.68% |
1,825,527 |
0.43% |
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-3 |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
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130,000 |
0.03% |
160,000 |
0.03% |
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TOTAL: |
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6,668,984 |
2.09% |
5,460,992 |
1.29% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3 |
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER |
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(a) |
Purchases and sales |
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Class of relevant |
Purchase/sale |
Number of |
Price per unit |
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security |
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securities |
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USD 1 ordinary |
Purchase |
365,803 |
440.7600 ZAR |
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USD 1 ordinary |
Purchase |
40,066 |
23.8500 USD |
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USD 1 ordinary |
Purchase |
33,656 |
24.0539 USD |
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USD 1 ordinary |
Purchase |
29,221 |
23.7892 USD |
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USD 1 ordinary |
Purchase |
20,185 |
23.7768 USD |
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USD 1 ordinary |
Purchase |
18,676 |
24.0414 USD |
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USD 1 ordinary |
Purchase |
10,202 |
23.8185 USD |
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USD 1 ordinary |
Purchase |
9,179 |
23.8655 USD |
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USD 1 ordinary |
Purchase |
7,656 |
23.8003 USD |
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USD 1 ordinary |
Purchase |
6,736 |
23.9146 USD |
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USD 1 ordinary |
Purchase |
5,428 |
23.9725 USD |
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USD 1 ordinary |
Purchase |
3,565 |
23.8291 USD |
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USD 1 ordinary |
Purchase |
2,300 |
23.7300 USD |
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USD 1 ordinary |
Purchase |
1,970 |
23.8112 USD |
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USD 1 ordinary |
Purchase |
1,752 |
23.7813 USD |
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USD 1 ordinary |
Purchase |
1,681 |
24.0399 USD |
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USD 1 ordinary |
Purchase |
1,304 |
23.8092 USD |
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USD 1 ordinary |
Purchase |
1,252 |
23.8300 USD |
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USD 1 ordinary |
Purchase |
1,186 |
23.7890 USD |
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USD 1 ordinary |
Purchase |
942 |
23.8310 USD |
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USD 1 ordinary |
Purchase |
810 |
24.1513 USD |
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USD 1 ordinary |
Purchase |
800 |
24.0021 USD |
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USD 1 ordinary |
Purchase |
522 |
23.7624 USD |
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USD 1 ordinary |
Purchase |
433 |
24.1492 USD |
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USD 1 ordinary |
Purchase |
324 |
23.7894 USD |
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USD 1 ordinary |
Purchase |
321 |
23.8600 USD |
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USD 1 ordinary |
Purchase |
313 |
23.7462 USD |
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USD 1 ordinary |
Purchase |
300 |
23.8150 USD |
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USD 1 ordinary |
Purchase |
244 |
23.8119 USD |
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USD 1 ordinary |
Purchase |
196 |
23.8316 USD |
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USD 1 ordinary |
Purchase |
194 |
23.8225 USD |
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USD 1 ordinary |
Purchase |
107 |
23.7779 USD |
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USD 1 ordinary |
Purchase |
100 |
23.8050 USD |
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USD 1 ordinary |
Purchase |
100 |
23.7600 USD |
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USD 1 ordinary |
Purchase |
84 |
23.7900 USD |
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USD 1 ordinary |
Purchase |
72 |
23.8100 USD |
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USD 1 ordinary |
Purchase |
46 |
23.7800 USD |
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USD 1 ordinary |
Purchase |
43 |
23.7500 USD |
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USD 1 ordinary |
Purchase |
27 |
23.7807 USD |
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USD 1 ordinary |
Purchase |
5 |
23.8420 USD |
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USD 1 ordinary |
Purchase |
4 |
23.7950 USD |
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USD 1 ordinary |
Purchase |
2 |
23.8200 USD |
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USD 1 ordinary |
Sale |
365,803 |
440.7600 ZAR |
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USD 1 ordinary |
Sale |
53,839 |
23.9296 USD |
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USD 1 ordinary |
Sale |
32,704 |
23.7862 USD |
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USD 1 ordinary |
Sale |
17,050 |
24.1332 USD |
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USD 1 ordinary |
Sale |
16,083 |
23.8288 USD |
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USD 1 ordinary |
Sale |
14,163 |
23.8426 USD |
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USD 1 ordinary |
Sale |
9,900 |
23.8194 USD |
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USD 1 ordinary |
Sale |
7,030 |
23.8200 USD |
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USD 1 ordinary |
Sale |
7,004 |
23.8782 USD |
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USD 1 ordinary |
Sale |
5,114 |
24.0478 USD |
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USD 1 ordinary |
Sale |
5,101 |
23.7714 USD |
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USD 1 ordinary |
Sale |
3,524 |
23.8300 USD |
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USD 1 ordinary |
Sale |
3,140 |
23.7886 USD |
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USD 1 ordinary |
Sale |
2,273 |
23.8245 USD |
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USD 1 ordinary |
Sale |
1,970 |
23.8112 USD |
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USD 1 ordinary |
Sale |
1,953 |
23.8914 USD |
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USD 1 ordinary |
Sale |
1,600 |
23.7300 USD |
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USD 1 ordinary |
Sale |
1,434 |
24.0587 USD |
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USD 1 ordinary |
Sale |
1,397 |
24.1101 USD |
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USD 1 ordinary |
Sale |
1,370 |
23.7924 USD |
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USD 1 ordinary |
Sale |
1,308 |
24.0613 USD |
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USD 1 ordinary |
Sale |
1,185 |
23.7760 USD |
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USD 1 ordinary |
Sale |
1,160 |
24.0461 USD |
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USD 1 ordinary |
Sale |
916 |
24.0104 USD |
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USD 1 ordinary |
Sale |
900 |
24.1788 USD |
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USD 1 ordinary |
Sale |
876 |
23.7813 USD |
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USD 1 ordinary |
Sale |
546 |
23.8623 USD |
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USD 1 ordinary |
Sale |
528 |
24.0358 USD |
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USD 1 ordinary |
Sale |
437 |
23.9575 USD |
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USD 1 ordinary |
Sale |
408 |
23.7792 USD |
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USD 1 ordinary |
Sale |
400 |
23.8100 USD |
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USD 1 ordinary |
Sale |
351 |
23.8098 USD |
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USD 1 ordinary |
Sale |
330 |
24.1651 USD |
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USD 1 ordinary |
Sale |
324 |
23.7894 USD |
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USD 1 ordinary |
Sale |
321 |
23.8600 USD |
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USD 1 ordinary |
Sale |
300 |
23.7700 USD |
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USD 1 ordinary |
Sale |
300 |
23.7883 USD |
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USD 1 ordinary |
Sale |
213 |
23.7648 USD |
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USD 1 ordinary |
Sale |
100 |
23.8500 USD |
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USD 1 ordinary |
Sale |
100 |
24.1800 USD |
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USD 1 ordinary |
Sale |
96 |
23.8193 USD |
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USD 1 ordinary |
Sale |
24 |
23.9054 USD |
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USD 1 ordinary |
Sale |
19 |
24.3000 USD |
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USD 1 ordinary |
Sale |
12 |
23.7937 USD |
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USD 1 ordinary |
Sale |
2 |
23.7350 USD |
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USD 1 ordinary |
Sale |
1 |
23.9800 USD |
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(b) |
Cash-settled derivative transactions |
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Class of |
Product |
Nature of dealing |
Number of |
Price per |
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relevant |
description |
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reference |
unit |
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security |
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securities |
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USD 1 ordinary |
SWAP |
Decreasing Short |
75 |
435.3054 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
625 |
435.3057 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
55,086 |
436.6599 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
16,116 |
437.0195 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
4,886 |
437.1721 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
10,226 |
437.5772 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
38,900 |
437.7210 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
15,043 |
437.7955 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
16,672 |
438.0889 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
2,997 |
438.0928 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
5,708 |
438.1148 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
5,451 |
438.1609 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
682 |
438.6759 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
3,303 |
438.7065 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
15,148 |
438.7718 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
7 |
439.1717 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
856 |
439.1809 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
1 |
439.4689 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
618 |
439.9023 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
74 |
439.9463 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
9,015 |
440.7297 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
5,708 |
440.7600 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
365,803 |
440.8040 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
3,900 |
440.8349 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
75 |
435.3054 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
625 |
435.3057 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
16,116 |
436.9452 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
4,886 |
437.0978 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
14,106 |
437.1426 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
14,493 |
437.1738 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
10,226 |
437.5028 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
2,860 |
437.5373 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
15,500 |
437.5376 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
8,900 |
437.6645 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
9,900 |
437.7960 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
1,740 |
437.8549 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
5,168 |
437.8996 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
2,997 |
438.0184 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
5,708 |
438.0404 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
5,451 |
438.0864 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
4,018 |
438.3268 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
3,303 |
438.6319 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
25,575 |
438.7281 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
838 |
438.8127 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
7 |
439.1717 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
1 |
439.4689 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
618 |
439.9023 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
74 |
439.9463 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
9,015 |
440.6547 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
25,316 |
440.6562 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
5,708 |
440.6850 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
3,900 |
440.7600 ZAR |
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USD 1 ordinary |
CFD |
Increasing Long |
14,106 |
437.0967 ZAR |
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USD 1 ordinary |
CFD |
Increasing Long |
14,493 |
437.1498 ZAR |
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USD 1 ordinary |
CFD |
Increasing Long |
5,168 |
437.8536 ZAR |
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USD 1 ordinary |
CFD |
Increasing Long |
4,018 |
438.2259 ZAR |
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USD 1 ordinary |
CFD |
Increasing Long |
25,575 |
438.6710 ZAR |
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USD 1 ordinary |
CFD |
Increasing Long |
838 |
438.7556 ZAR |
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USD 1 ordinary |
CFD |
Increasing Long |
25,316 |
440.6099 ZAR |
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USD 1 ordinary |
CFD |
Decreasing Long |
55,086 |
436.7166 ZAR |
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USD 1 ordinary |
CFD |
Decreasing Long |
15,043 |
437.8415 ZAR |
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USD 1 ordinary |
CFD |
Decreasing Long |
16,672 |
438.1348 ZAR |
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USD 1 ordinary |
CFD |
Decreasing Long |
682 |
438.7219 ZAR |
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USD 1 ordinary |
CFD |
Decreasing Long |
15,148 |
438.8179 ZAR |
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USD 1 ordinary |
CFD |
Decreasing Long |
856 |
439.2380 ZAR |
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USD 1 ordinary |
CFD |
Decreasing Long |
365,803 |
440.8040 ZAR |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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of |
description |
purchasing, |
of |
price |
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date |
money |
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relevant |
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selling, |
securities |
per unit |
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paid/ |
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security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
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security |
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applicable) |
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4 |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
YES |
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Date of disclosure: |
22-Nov-24 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO |
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PURCHASE OR SELL ETC. |
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Note 5(i) on Rule 8 of the Takeover Code (the "Code") |
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1 |
KEY INFORMATION |
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Identity of the person whose positions/dealings |
Barclays PLC. |
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are being disclosed: |
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Name of offeror/offeree in relation to whose |
ANGLOGOLD ASHANTI PLC |
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relevant securities this from relates: |
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2 |
OPTIONS AND DERIVATIVES |
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Class of relevant security |
Product description |
Writing, purchasing, selling, varying etc |
Number of securities to which option relates |
Exercise price per unit |
Type |
Expiry date |
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USD 1 ordinary |
Put Options |
Purchased |
-160,000 |
22 |
American |
21-Mar-25 |
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USD 1 ordinary |
Put Options |
Written |
130,000 |
15 |
American |
17-Jan-25 |
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3 |
AGREEMENTS TO PURCHASE OR SELL ETC. |
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Full details should be given so that the nature of the interest or position can be fully understood: |
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