|
FORM 8.3 |
|||||||
|
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
|||||||
|
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
|||||||
|
MORE |
|||||||
|
Rule 8.3 of the Takeover Code (the "Code") |
|||||||
|
1. |
KEY INFORMATION |
||||||
|
(a) |
Full name of discloser: |
|
Barclays PLC. |
||||
|
(b) |
Owner or controller of interest and short |
|
|||||
|
|
positions disclosed, if different from 1(a): |
||||||
|
(c) |
Name of offeror/offeree in relation to whose |
AUCTION TECHNOLOGY GROUP PLC |
|||||
|
|
relevant securities this form relates: |
||||||
|
(d) |
If an exempt fund manager connected with an |
|
|||||
|
|
offeror/offeree, state this and specify identity of |
||||||
|
|
offeror/offeree: |
||||||
|
(e) |
Date position held/dealing undertaken: |
02 Feb 2026 |
|||||
|
(f) |
In addition to the company in 1(c) above, is the discloser making |
NO |
|
|
|||
|
|
disclosures in respect of any other party to the offer? |
|
|
||||
|
2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
||||||
|
(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
|
|||||
|
|
to which the disclosure relates following the dealing(if any) |
|
|||||
|
Class of relevant security: |
0.01p ordinary |
||||||
|
|
Interests |
Short Positions |
|||||
|
|
Number |
(%) |
Number |
(%) |
|||
|
(1) |
Relevant securities owned |
|
|
|
|
||
|
|
and/or controlled: |
|
|
2,109,306 |
1.74% |
2,930,976 |
2.42% |
|
(2) |
Cash-settled derivatives: |
|
|
|
|
||
|
|
|
|
|
2,687,906 |
2.22% |
1,085,737 |
0.90% |
|
(3) |
Stock-settled derivatives (including options) |
|
|
|
|
||
|
|
and agreements to purchase/sell: |
|
|
0 |
0.00% |
0 |
0.00% |
|
|
|
|
|
|
|
|
|
|
|
TOTAL: |
|
|
4,797,212 |
3.96% |
4,016,713 |
3.32% |
|
(b) |
Rights to subscribe for new securities (including directors and other executive |
|
|||||
|
|
options) |
|
|
|
|
|
|
|
Class of relevant security in relation to |
|
|
|
|
|||
|
which subscription right exists |
|
|
|
|
|||
|
Details, including nature of the rights |
|
|
|
|
|||
|
concerned and relevant percentages: |
|
|
|
|
|||
|
3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
||||||
|
(a) |
Purchases and sales |
|
|
|
|
|
|
|
Class of relevant |
Purchase/sale |
Number of |
Price per unit |
||||
|
security |
|
securities |
|
||||
|
0.01p ordinary |
Purchase |
184,811 |
2.9100 GBP |
||||
|
0.01p ordinary |
Purchase |
71,735 |
2.9055 GBP |
||||
|
0.01p ordinary |
Purchase |
56,075 |
2.9099 GBP |
||||
|
0.01p ordinary |
Purchase |
44,376 |
2.8759 GBP |
||||
|
0.01p ordinary |
Purchase |
35,478 |
2.8613 GBP |
||||
|
0.01p ordinary |
Purchase |
27,689 |
2.8630 GBP |
||||
|
0.01p ordinary |
Purchase |
25,959 |
2.8624 GBP |
||||
|
0.01p ordinary |
Purchase |
24,877 |
2.8781 GBP |
||||
|
0.01p ordinary |
Purchase |
22,992 |
2.9097 GBP |
||||
|
0.01p ordinary |
Purchase |
21,227 |
2.8915 GBP |
||||
|
0.01p ordinary |
Purchase |
2,151 |
2.8400 GBP |
||||
|
0.01p ordinary |
Purchase |
1,000 |
2.7650 GBP |
||||
|
0.01p ordinary |
Purchase |
731 |
2.8770 GBP |
||||
|
0.01p ordinary |
Purchase |
641 |
2.8300 GBP |
||||
|
0.01p ordinary |
Purchase |
468 |
2.8530 GBP |
||||
|
0.01p ordinary |
Purchase |
328 |
2.8550 GBP |
||||
|
0.01p ordinary |
Purchase |
182 |
2.8650 GBP |
||||
|
0.01p ordinary |
Purchase |
171 |
2.8850 GBP |
||||
|
0.01p ordinary |
Purchase |
154 |
2.9202 GBP |
||||
|
0.01p ordinary |
Purchase |
120 |
2.8350 GBP |
||||
|
0.01p ordinary |
Purchase |
59 |
2.9250 GBP |
||||
|
0.01p ordinary |
Purchase |
57 |
2.8750 GBP |
||||
|
0.01p ordinary |
Purchase |
9 |
2.9050 GBP |
||||
|
0.01p ordinary |
Purchase |
7 |
2.9300 GBP |
||||
|
0.01p ordinary |
Purchase |
2 |
2.9350 GBP |
||||
|
0.01p ordinary |
Sale |
360,368 |
2.8860 GBP |
||||
|
0.01p ordinary |
Sale |
112,784 |
2.9100 GBP |
||||
|
0.01p ordinary |
Sale |
91,808 |
2.8512 GBP |
||||
|
0.01p ordinary |
Sale |
81,317 |
2.8856 GBP |
||||
|
0.01p ordinary |
Sale |
74,812 |
2.8317 GBP |
||||
|
0.01p ordinary |
Sale |
73,575 |
2.9050 GBP |
||||
|
0.01p ordinary |
Sale |
46,770 |
2.8880 GBP |
||||
|
0.01p ordinary |
Sale |
41,528 |
2.9099 GBP |
||||
|
0.01p ordinary |
Sale |
37,184 |
2.8665 GBP |
||||
|
0.01p ordinary |
Sale |
35,195 |
2.8590 GBP |
||||
|
0.01p ordinary |
Sale |
22,500 |
2.8894 GBP |
||||
|
0.01p ordinary |
Sale |
17,363 |
2.8437 GBP |
||||
|
0.01p ordinary |
Sale |
12,000 |
2.8842 GBP |
||||
|
0.01p ordinary |
Sale |
11,910 |
2.8142 GBP |
||||
|
0.01p ordinary |
Sale |
11,192 |
2.8904 GBP |
||||
|
0.01p ordinary |
Sale |
10,040 |
2.8760 GBP |
||||
|
0.01p ordinary |
Sale |
6,000 |
2.8900 GBP |
||||
|
0.01p ordinary |
Sale |
5,490 |
2.8878 GBP |
||||
|
0.01p ordinary |
Sale |
4,894 |
2.8837 GBP |
||||
|
0.01p ordinary |
Sale |
4,480 |
2.8735 GBP |
||||
|
0.01p ordinary |
Sale |
4,248 |
2.8646 GBP |
||||
|
0.01p ordinary |
Sale |
2,701 |
2.8832 GBP |
||||
|
0.01p ordinary |
Sale |
2,164 |
2.9133 GBP |
||||
|
0.01p ordinary |
Sale |
1,789 |
2.9238 GBP |
||||
|
0.01p ordinary |
Sale |
1,700 |
2.8369 GBP |
||||
|
0.01p ordinary |
Sale |
906 |
2.8690 GBP |
||||
|
0.01p ordinary |
Sale |
626 |
2.8800 GBP |
||||
|
0.01p ordinary |
Sale |
182 |
2.8650 GBP |
||||
|
0.01p ordinary |
Sale |
171 |
2.8850 GBP |
||||
|
0.01p ordinary |
Sale |
59 |
2.9250 GBP |
||||
|
0.01p ordinary |
Sale |
40 |
2.7650 GBP |
||||
|
0.01p ordinary |
Sale |
7 |
2.9300 GBP |
||||
|
0.01p ordinary |
Sale |
2 |
2.9350 GBP |
||||
|
|
|
|
|
|
|
|
|
|
(b) |
Cash-settled derivative transactions |
|
|||||
|
Class of |
Product |
Nature of dealing |
Number of |
Price per |
|||
|
relevant |
description |
|
reference |
unit |
|||
|
security |
|
|
securities |
|
|||
|
0.01p ordinary |
SWAP |
Increasing Long |
74,812 |
2.8317 GBP |
|||
|
0.01p ordinary |
SWAP |
Increasing Long |
1,700 |
2.8369 GBP |
|||
|
0.01p ordinary |
SWAP |
Increasing Long |
90,935 |
2.8450 GBP |
|||
|
0.01p ordinary |
SWAP |
Increasing Long |
4,782 |
2.8474 GBP |
|||
|
0.01p ordinary |
SWAP |
Increasing Long |
87,026 |
2.8514 GBP |
|||
|
0.01p ordinary |
SWAP |
Increasing Long |
226 |
2.8556 GBP |
|||
|
0.01p ordinary |
SWAP |
Increasing Long |
2,605 |
2.8634 GBP |
|||
|
0.01p ordinary |
SWAP |
Increasing Long |
4,248 |
2.8646 GBP |
|||
|
0.01p ordinary |
SWAP |
Increasing Long |
37,184 |
2.8665 GBP |
|||
|
0.01p ordinary |
SWAP |
Increasing Long |
1,091 |
2.8683 GBP |
|||
|
0.01p ordinary |
SWAP |
Increasing Long |
330 |
2.8755 GBP |
|||
|
0.01p ordinary |
SWAP |
Increasing Long |
12,000 |
2.8842 GBP |
|||
|
0.01p ordinary |
SWAP |
Increasing Long |
69,294 |
2.8856 GBP |
|||
|
0.01p ordinary |
SWAP |
Increasing Long |
22,500 |
2.8894 GBP |
|||
|
0.01p ordinary |
SWAP |
Increasing Long |
106,284 |
2.8925 GBP |
|||
|
0.01p ordinary |
SWAP |
Increasing Long |
2,790 |
2.9058 GBP |
|||
|
0.01p ordinary |
SWAP |
Increasing Long |
156 |
2.9094 GBP |
|||
|
0.01p ordinary |
SWAP |
Increasing Long |
41,528 |
2.9099 GBP |
|||
|
0.01p ordinary |
SWAP |
Increasing Long |
114,001 |
2.9100 GBP |
|||
|
0.01p ordinary |
SWAP |
Increasing Long |
2,941 |
2.9131 GBP |
|||
|
0.01p ordinary |
SWAP |
Increasing Long |
5,981 |
2.9134 GBP |
|||
|
0.01p ordinary |
SWAP |
Increasing Long |
1,789 |
2.9238 GBP |
|||
|
0.01p ordinary |
SWAP |
Decreasing Long |
641 |
2.8300 GBP |
|||
|
0.01p ordinary |
SWAP |
Decreasing Long |
120 |
2.8350 GBP |
|||
|
0.01p ordinary |
SWAP |
Decreasing Long |
328 |
2.8550 GBP |
|||
|
0.01p ordinary |
SWAP |
Decreasing Long |
35,478 |
2.8613 GBP |
|||
|
0.01p ordinary |
SWAP |
Decreasing Long |
27,689 |
2.8630 GBP |
|||
|
0.01p ordinary |
SWAP |
Decreasing Long |
38 |
2.8880 GBP |
|||
|
0.01p ordinary |
SWAP |
Decreasing Long |
101 |
2.8886 GBP |
|||
|
0.01p ordinary |
SWAP |
Decreasing Long |
14,397 |
2.8900 GBP |
|||
|
0.01p ordinary |
SWAP |
Decreasing Long |
44 |
2.8953 GBP |
|||
|
0.01p ordinary |
SWAP |
Decreasing Long |
19 |
2.8965 GBP |
|||
|
0.01p ordinary |
SWAP |
Decreasing Long |
5,916 |
2.9021 GBP |
|||
|
0.01p ordinary |
SWAP |
Decreasing Long |
79,191 |
2.9100 GBP |
|||
|
0.01p ordinary |
SWAP |
Decreasing Long |
14,677 |
2.9101 GBP |
|||
|
0.01p ordinary |
CFD |
Increasing Long |
11,910 |
2.8142 GBP |
|||
|
0.01p ordinary |
CFD |
Increasing Long |
17,363 |
2.8437 GBP |
|||
|
0.01p ordinary |
CFD |
Increasing Long |
8,330 |
2.8554 GBP |
|||
|
0.01p ordinary |
CFD |
Increasing Long |
35,195 |
2.8590 GBP |
|||
|
0.01p ordinary |
CFD |
Increasing Long |
10,040 |
2.8760 GBP |
|||
|
0.01p ordinary |
CFD |
Increasing Long |
81,317 |
2.8856 GBP |
|||
|
0.01p ordinary |
CFD |
Increasing Long |
9,463 |
2.8950 GBP |
|||
|
0.01p ordinary |
CFD |
Increasing Long |
73,216 |
2.9050 GBP |
|||
|
0.01p ordinary |
CFD |
Decreasing Long |
914 |
2.8483 GBP |
|||
|
0.01p ordinary |
CFD |
Decreasing Long |
25,959 |
2.8624 GBP |
|||
|
0.01p ordinary |
CFD |
Decreasing Long |
44,376 |
2.8759 GBP |
|||
|
0.01p ordinary |
CFD |
Decreasing Long |
731 |
2.8770 GBP |
|||
|
0.01p ordinary |
CFD |
Decreasing Long |
24,877 |
2.8781 GBP |
|||
|
0.01p ordinary |
CFD |
Decreasing Long |
9,463 |
2.8950 GBP |
|||
|
0.01p ordinary |
CFD |
Decreasing Long |
38,267 |
2.9099 GBP |
|||
|
0.01p ordinary |
CFD |
Decreasing Long |
57,884 |
2.9100 GBP |
|||
|
0.01p ordinary |
CFD |
Decreasing Long |
154 |
2.9202 GBP |
|||
|
|
|
|
|
|
|
|
|
|
(c) |
Stock-settled derivative transactions (including options) |
|
|||||
|
(i) |
Writing, selling, purchasing or varying |
|
|||||
|
Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
|
of |
description |
purchasing, |
of |
price |
|
date |
money |
|
relevant |
|
selling, |
securities |
per unit |
|
|
paid/ |
|
security |
|
varying etc |
to which |
|
|
|
received |
|
|
|
|
option |
|
|
|
per unit |
|
|
|
|
relates |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii) |
Exercise |
|
|
|
|
|
|
|
Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
|||
|
security |
|
|
securities |
unit |
|||
|
|
|
|
|
|
|||
|
|
|
|
|
|
|
|
|
|
(d) |
Other dealings (including subscribing for new securities) |
|
|||||
|
Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
||||
|
security |
|
|
applicable) |
||||
|
|
|
|
|
||||
|
4. |
OTHER INFORMATION |
||||||
|
(a) |
Indemnity and other dealings arrangements |
|
|||||
|
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
|
|||||
|
formal or informal, relating to relevant securities which may be an inducement to deal |
|
|
|||||
|
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
|
||||||
|
to the offer or any person acting in concert with a party to the offer: |
|
|
|
||||
|
NONE |
|||||||
|
(b) |
Agreements, arrangements or understandings relating to options or derivatives |
|
|||||
|
Details of any agreement, arrangement or understanding, formal or informal, between |
|
|
|||||
|
the person making the disclosure and any other person relating to: |
|
|
|||||
|
(i) the voting rights of any relevant securities under any option; or |
|
|
|
||||
|
(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
|
|
|||||
|
any derivative is referenced: |
|
|
|
|
|
|
|
|
NONE |
|||||||
|
(c) |
Attachments |
|
|
|
|
|
|
|
Is a Supplemental Form 8 (Open Positions) attached? |
NO |
||||||
|
Date of disclosure: |
03 Feb 2026 |
||||||
|
Contact name: |
Large Holdings Regulatory Operations |
||||||
|
Telephone number: |
020 3134 7213 |
||||||
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our Privacy Policy.